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Compliance Manager

Compliance Manager

Worked in the Regulatory Compliance team at BMV Group, ensuring complete adherence with the regulatory framework by the BMV Grupo personnel at all levels and areas.. Fostered a culture of compliance within the Group through various activities.. Designed and implemented the Regulatory Comptroller of the Mexican Stock Exchange.. Coordinated regulatory investigations targeting all areas of the group regarding compliance with applicable obligations.. Prepared and implemented various work proposals on the prevention of operations with resources of illicit origin, transactions with securities, protection of personal data, among others.. Designed and implemented the internal policies compliance review program.. Conducted periodic evaluations aimed at all employees regarding topics such as personal data protection, securities transactions, fraud and money laundering prevention, ethics, among others.. Evaluated the board of directors.. Supported the SPEI Regulatory Compliance Officers in the supervision of compliance with obligations related to this payment system.

Compliance Specialist

Worked in the Regulatory Compliance team at BMV Group, ensuring complete adherence with the regulatory framework by the BMV Grupo personnel at all levels and areas.. Fostered a culture of compliance within the Group through various activities.. Analyzed internal and external regulations applicable to the Group to identify corresponding regulatory obligations.. Executed regulatory investigations targeting all areas of the group regarding compliance with applicable obligations.. Conducted periodic compliance reviews to ensure the Group's adherence with internal regulations (Policies, Codes and Manuals).. Performed periodic evaluations aimed at all employees regarding different topics such as personal data protection, fraud and anti-money laundering prevention, ethics and conduct, among others.. Developed and implemented a risk-based approach for compliance investigations.

Anti-Money Laundering Consultant

Worked in the Money Laundering Prevention team, conducting audits targeted at Financial Institutions (Credit Institutions, Brokerage Houses and SOFOM) as well as companies that perform vulnerable activities.. Conducted examinations of Know your customer policies and methodologies.. Performed examinations of risk-based approach methodologies.. Reviewed corporate documents in AML, Corporate Governance and Personal Data Privacy matters.. Conducted tests and examinations of AML Automated Systems for the identification and monitoring of transactions carried out by clients and users.. Performed alert system tests and examinations.. Developed AML training programs.. Conducted interviews with Financial Institutions staff.. Prepared audit reports.

Business Intelligence Analyst

Worked in the business intelligence team, conducting reputational research related to both individuals and corporations.. Conducted investigations aimed to identify information related to the reputation, legal background and commercial and business relations of research subjects.. Performed sanctions screening in lists issued by local and international organizations such as FAFT, UN, SAT, among others.. Conducted reputational background analysis and analysis of administrative issued by regulatory entities.